Compliance

Operating within clear boundaries.

Our regulatory posture, screening practices, and the conduct standards that govern engagements.

Regulatory Posture

Core Value Growth Advisors Inc. is a commercial company. It is not a regulated financial institution, broker-dealer, investment adviser, fund manager, custodian, or money services business. The company does not solicit deposits or contributions from the public and does not hold client assets.

The company complies with the corporate, tax, and reporting obligations applicable in the jurisdictions in which it is established and operates, and expects its counterparties to do the same.

Controls

A layered control environment.

Counterparty Onboarding

Identification, beneficial ownership, and corporate verification before any commercial engagement is opened.

Sanctions Screening

Screening of counterparties and their controlling persons against applicable sanctions lists, refreshed at defined intervals.

Anti-Bribery & Anti-Corruption

Zero tolerance for facilitation payments, bribery, and improper inducements. Gifts and hospitality are subject to internal limits and review.

Anti-Money-Laundering

Engagement screening designed to detect and avoid arrangements that present unacceptable AML or financial-crime risk.

Data Protection

Personal data handled in accordance with our Privacy Policy and applicable data protection laws.

Information Security

Appropriate technical and organisational measures to protect information assets, with restricted access on a need-to-know basis.

Ethical Conduct

A simple standard.

The company expects every individual acting on its behalf — directors, officers, employees, and contractors — to conduct themselves honestly, with integrity, and in compliance with applicable law. This standard is non-negotiable and applies without exception.

Concerns regarding conduct or compliance may be raised confidentially to the Board of Directors at any time.

Important Notice: Nothing on this page constitutes legal, regulatory, or compliance advice. The descriptions are general in nature and may be updated from time to time. Counterparties remain responsible for their own compliance.